Search for: "SCOTT MATALON" Results 1 - 5 of 5
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Scott Jay Matalon Barred by FINRA
12 Jun 2023, 12:07 pm by Greco & Greco, P.C.
The post Scott Jay Matalon Barred by FINRA appeared first on Virginia Securities Fraud Blog. [read post]
Virginia Securities Fraud Blog - https://www.grecogrecolaw.com/blog/
Broker Scott Matalon Barred From Industry After Failing To Provide FINRA Requested Documents
1 Dec 2023, 8:06 am by Silver Law Group
Did You Invest With Scott Matalon? [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Ex-RBC, Ameriprise Broker With Kidnapping Charge, $2.5-Mln Client Complaint Accepts Bar
13 Jun 2023, 8:32 am by Stoltmann Law
  Scott J. [read post]
Securities Fraud Attorneys Blog - https://blog.stoltmannlaw.com/
Ex-RBC, Ameriprise Broker Charged With Kidnapping Is Barred by FINRA  
9 Jun 2023, 2:42 pm by Stoltmann Law
By Jeff Berman June 09, 2023 at 05:01 PM RBC fired Scott Matalon after he was arrested; the bar stems from a client complaint at Ameriprise. [read post]
Securities Fraud Attorneys Blog - https://blog.stoltmannlaw.com/
RBC Capital Markets Regulatory History Overview
2 May 2024, 12:35 pm by The White Law Group
April 2024 FINRA barred financial advisor Scott Matalon from the securities industry after he reportedly refused to cooperate with their investigation into allegations made by a client. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/